MiFID will fundamentally affect the way many banks and investment firms do business. The long process of rule implementation is now drawing to a close, with the new rules coming into effect on 1 November 2007. The FSA’s final views on many major issues have now become clearer, and this talk focuses on key areas including:
- Best execution - what will firms be required to do and how should they draft their policy?
- Client categorisation and the grandfathering process.
- Conflicts of interest.
- The conduct of business rules for non-MiFID business under CP 07/9.
Original audience
Lawbites (London office).
Date recorded
26 Sep 2007.
Duration
1.25 hour(s).